1 minute read
By Gyorgy Gyarmati
Posted in Customer Engagement
Today's risk and compliance leaders are facing no shortage of challenges -- accompanied by regulations that must be followed and emerging technologies that continue to pop up.
In Q2 of 2019, WBR Insights surveyed 100 heads of Risk and Compliance from leading asset managers and investment firms across Europe to discover more about the challenges they face and the trends they observe regarding trading regulations, emerging new technologies, and regulatory technology (RegTech) investments for the years ahead.
The results from the resulting survey report, Data Capture, Automation and Surveillance in the Digital Age: A New Horizon for Financial Trading Compliance, tell us a lot about the current challenges and approaches to communication recording, automation and surveillance for the financial community.
Read the blog.
Want to learn more? Read the executive summary or access the full report.
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